Investment Policy Statement

Create A Personalized Investment Policy Statement

Once we have gathered sufficient client information, and have obtained a thorough understanding of the client’s quantitative and qualitative circumstances, we are able to provide the client with an Investment Policy Statement.  The IPS provides insight to the client’s total assets, liabilities, net worth and investment holdings, the client’s immediate and anticipated cash flows, their investment objectives and constraints, employment and family background, and other information that captures each client’s specific circumstance.

 

Transferable from One Advisor To Another

The IPS includes the client’s investment objectives and constraints, and will be an essential tool for the overall wealth management process for the client and advisor. The IPS provides the client with a disciplined investment approach, consistency in investment recommendations and more inter-advisor mobility.  Given the IPS, it is our objective to ensure that any knowledgeable advisor can easily understand the client’s circumstance, their needs, and quickly implement a prudent investment solution.

 

A Consistent and Disciplined Investment Approach

Although the IPS provides guidelines as to which investments are suitable, its true value will be derived from clarifying how these instruments should be reviewed and invested on an ongoing basis. Frivolously buying and selling a good investment may prove counterproductive due to the associated taxes and transaction costs.  Therefore, guidelines as to how and when an investment should be bought and sold are just as critical as determining which investment should be considered. These factors will be dependent upon the each client’s return objective, risk tolerance, investment experience and constraints, tax and other considerations, and provides an additional layer of protection from excessive or impulsive trading.

 

 

To learn more about Advisor Analyzer Services please give us a call at: 646-434-5497 or email us at: services@advisoranalyzer.com